Risk Management

Governance, risk, and compliance management (“GRC”) systems help corporate America deliver vital transparent financial data to investors. Just as the Sarbanes-Oxley Act imposed tough new disclosure rules on public companies that led to the introduction of GRC systems, so changes in the fiduciary laws that affect retirement plans, broker-dealer firms, and investment advisors demand a GRC solution.

Best in Class Risk Management

Roland|Criss combines prized professional know-how with the latest information technology tools to form…

  • Fiduciary GRC™…it’s technology based, automates the ERISA fiduciary role, and comes with a 3(16) fiduciary acknowledgment.
  • FiduciaryQPR is a powerful tool for use in managing an ERISA qualified plan. It tests all of the Department of Labor’s most recent checkpoints. learn more> (video)
  • Fiduciary ACT™ is a robust compliance system for investment firms that aligns their internal controls with the
    U.S. Department of Labor’s Fiduciary Rule.

Since we do not sell investment or recordkeeping services, we are free to focus our experience and skills on the identification, assessment, and prioritization of fiduciary risks.

We have a solution for your risk management needs. Contact us online now or by phone at (800) 440-3457.