5 Compliance Steps for the Conflict of Interest Rule
Need to get your arms around the Department of Labor’s new Conflict of Interest Rule? In this podcast hear Roland|Criss’ Ron Hagan, Chairman of the Fiduciary Standards Committee and Christine Denton, Senior Vice President of the Risk Practice Group, discuss how the Rule affects the risk management programs of organizations that sponsor retirement plans in these major categories:
- investment advice;
- changes in vendor qualifications;
- employee education; and
- fiduciary training.