Regulatory Risk Management

RiskImageRoland|Criss’ risk consultants help our clients evaluate risks, reduce risks, and monitor their risk management systems.

We offer solutions that are based on solid assessments using established standards and best practices as our audit guidelines. In the highly regulated U.S. pension industry our assessments and upgrades address qualified defined contribution, defined benefit, and welfare benefit plans.

We deliver the following vital services to organizations that sponsor and serve qualified plans.

Employee Benefit Plan Sponsors

Investment Firms

  • Comprehensive System for Conflict of Interest – BICE Compliance (FiduciaryACT™)
  • Service Delivery Assessments
  • Strategy and Procedures Development