Fiduciary Risk Management

The Five-Part Test: What Executives Need to Know About Fiduciary Status

by Roland|Criss | Aug 27, 2025 | Fiduciary Risk Management, Retirement Plans

Article Understanding who qualifies as an investment fiduciary under the Employee Retirement Income Security Act (ERISA) is critically important. This article examines the longstanding “five-part test” for investment advice fiduciaries and clarifies its...

The Deceptive Nature of 3(16) Fiduciary Claims: A Critical Examination

by Roland|Criss | Aug 25, 2025 | Fiduciary Risk Management, Retirement Plans

Article In the complex landscape of retirement plan management, plan sponsors face numerous responsibilities and potential liabilities. To mitigate these challenges, many turn to service providers who claim to offer fiduciary protection. Among these claims, the...

The Evolving Landscape for ERISA Plan Fiduciaries

by Roland|Criss | Aug 11, 2025 | Fiduciary Risk Management, Retirement Plans

Article As we navigate the complex world of retirement plan oversight in 2025, ERISA fiduciaries face both traditional responsibilities and emerging challenges. Remember, your role isn’t just administrative—you’re legally bound to act solely in...