Seek Fiduciary Risk Assurance Backward

We’ve studied the effect that adoption of a regulatory risk management (“RRM”) system has on enterprises that sponsor ERISA plans.   Simply, the best fiduciary risk management designs originate backward from the outcomes sought. The most effective benefit plan...

Action Plan for Monitoring Vendors

Many enterprises that sponsor retirement plans have learned the hard way that the U.S. Department of Labor is serious about enforcing ERISA’s principle for monitoring their plans’ vendors.   Admittedly, it seems unfair of ERISA to introduce such a...
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