Common Deficiencies in Retirement Plan Audits
VIDEO Certified Public Accountants conducting annual audits of 401(k) and 403(b) retirement plans frequently identify several significant and common deficiencies. These issues can put plan participants and their assets at risk, potentially leading to penalties and...Pressure Mounts on Healthcare Plans
VIDEO In September 2024, the Departments of Labor, Health, and Human Services and the Treasury issued the highly anticipated final rule under the Mental Health Parity and Addiction Equity Act of 2008 (“MHPAEA”). In an effort to increase oversight and...Cybersecurity Regulatory Hotspots in 2025
VIDEO In 2024, the U.S. Department of Labor (“DOL”) took significant regulatory actions to enhance cybersecurity for employee benefit plans. This video highlights the key developments. Potential for Enforcement ActionWhile not explicitly stated, the...Managing a 401(k) Plan is Risky Business
VIDEO Understanding the distinctions between investment risk and procedural risk is necessary to ensure that the management of a retirement plan follows true fiduciary standards of care. De-Risking the Fiduciary Role Engaging a risk advisory firm specializing...What Does it Mean to Monitor Service Providers?
VIDEO In today’s interconnected technology environment, monitoring the capabilities of critical services provided by third parties and their subcontractors is crucial for employee benefit plan managers and plan committees. A robust Third-Party Risk Management (“TPRM”)...Contact us…
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