The Secret to Winning a Fiduciary Lawsuit
Tip for January 2019 A large employer recently fended off a lawsuit that accused it of violating various fiduciary responsibilities under ERISA. The defense employed by the employer is a template for risk management excellence. The winning defense was based on a...What it Means to “Monitor” Vendors
Tip for November 2018 Many enterprises that sponsor retirement plans have learned the hard way that the U.S. Department of Labor is serious about enforcing ERISA’s principle for monitoring their plans’ vendors. Admittedly, it seems unfair of ERISA to...ERISA Regulatory Enforcement Emphasis
Tip for October 2018 The demise of the confusing Investment Fiduciary Advice Rule has allowed the U.S. Department of Labor (“DOL”) to focus on other enforcement priorities. That’s good news for human resources executives and risk managers because...The Brewing Crisis Over Retirement Plan Fees
A crisis among retirement plan sponsoring enterprises is unfolding. The challenge facing their leaders is to ensure that operations managers are equipped with the training, guidelines, controls, and tools that elevate fiduciary risk management to its proper priority....Contact us…
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