Documents You’ll Need for a DOL Cybersecurity Audit
Article Typically, when the U.S. Department of Labor (“DOL”) issues a new rule or guidance on fiduciary responsibility, it takes a long period before it gets its audits of plan sponsors underway. That was not the case with the DOL’s cybersecurity...Concerns Grow Over Vendors’ Use of AI
Article Artificial intelligence (“AI”) has become a transformative force in the employee benefit plan (“EBP”) community, offering significant advantages to recordkeepers and investment firms in transaction processing, data analysis, and...What a Vendor’s Data Security Audit Proves
Article In its guidance for selecting service providers with strong cybersecurity practices, the U.S. Department of Labor’s Employee Benefits Security Administration (“EBSA”) requires plan sponsors to: “Look for service providers that follow a...Principled Performance
Article Not that long ago, advocacy groups for employee benefit plan (“EBP”) service providers began promoting the notion that “fiduciary excellence” related only to investment decision-making in pension and retirement plans. Revelations of...Contact us…
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